The survey, mandated under section 6(b)(i) of the Monetary Authority Act (2020 Revision), complements CIMA’s efforts to strengthen the securities investment business sector's resilience and transparency. Specifically, it aims to enhance the Authority’s supervisory framework by assessing sector-specific activities, risks, and exposures.

The survey covers the reporting period 1 January 2025 to 31 December 2025 and must be submitted via the REEFS portal between 1 January 2026 and 31 March 2026. Registered Persons are advised to consult the Guidance for Registered Person Prudential information survey, here, for technical assistance. Timely and accurate submissions are critical.

CIMA provides comprehensive resources to assist with regulatory compliance. These include the REEFS forms completion guides, covering applications, returns, and requests across sectors like investments, insurance, and securities.

Stay informed and ensure compliance with CIMA’s regulatory requirements.

The Prudential Information Survey (ADR-046-75-02) can be found here

The Industry Notice can be accessed here and the guidance notes here